Do you know what compliance violations are occurring in your organization, and when they
occurred? Do you want your organization to be eligible for fine reductions of up to 95%
for compliance violations?
Compliance assessment compares daily activities and processes within a business function
against the United States Sentencing Commission Guidelines (USSCG). Most
corporations attempt to minimize violations by establishing processes and setting internal
and external standards that adhere to the USSCG. Compliance gaps tend to exist in the areas
self assessment, the annual compliance risk assessment, compliance audits, and the business
processes required to report non-compliance activities.
Cognitive Technologies conducts compliance assessments at your site that include the following activities:
- Conducting interviews with the various functions to understand how each function is performing within the USSCG
- Reviewing documentation
- Conducting employee surveys at the management level to determine how personnel carry out the compliance program and adhere to it
- Reviewing effectiveness of existing internal compliance audits
- Providing a comprehensive report that documents the gaps between the current compliance program and an effective compliance program.
Contact Cognitive Technologies’ compliance assessment specialists to get the information
you need to increase the effectiveness of your compliance program.